Financial Compliance

Collection Overview

Compliance is a dreaded concept. But these rules exist to protect you and your company from unfortunate, and potentially dangerous, incidents. Certain rules fall under the finance sector, and it’s important for both your managers and your teams to be aware of them. This collection will show you concepts that fall under finance compliance, that your teams need to be aware of.

This collection includes concepts such as Financial Regulation Frameworks, Tax Evasion (Domestic & International), Trade Surveillance & Rogue Trading, and Greenwashing. It will also help your teams understand the concepts, and dangers, of Gifts & Hospitality, and learn more about Anti-Corruption Practices.

Each course in this collection takes 15 minutes or less to complete, so your teams can easily fit the training into their busy schedules.

Courses in collection

Financial Regulation Frameworks

Train everyone on understanding financial regulation frameworks with this course.

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KYC – Know Your Customer

Train your teams on the benefits of KYC. Show them how to demonstrate compliance through the KYC 3-step framework.

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Tax Evasion (Domestic & International)

Train your employees on the difference between tax evasion and tax avoidance with this course.

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Accounting Ethics

Train your financial teams on accounting ethics. Show them the 5 fundamental principles of ethical behavior with this course.

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Finance Roles – Pre-Employment Checks

Train your employees on pre-employment checks. Explain the types of background checks needed to work in the financial industry.

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Gifts & Hospitality

Train your employees on the bribery risks of gifts and hospitality. Help them identify which gifts and hospitality are appropriate.

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Anti-Corruption

Train your employees on the different types of potential corruption within an organization with this course.

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Dealing with Consumer Fraud

Train your employees on dealing with consumer fraud. Show them the correct procedures for reporting fraud with this course.

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Trade Surveillance & Rogue Trading

Teach your employees what rogue trading is with this course. Show them how to identify potential rogue traders.

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Greenwashing

Learn more about greenwashing and how it can impact your business. Understand how to avoid greenwashing as a business with this course.

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